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Normalization in DBMS: 1NF, 2NF, 3NF and BCNF in Database

By Chaitanya Singh | Filed Under: DBMS

Normalization is a process of organizing the data in database to avoid data redundancy, insertion anomaly, update anomaly & deletion anomaly. Let’s discuss about anomalies first then we will discuss normal forms with examples.

Anomalies in DBMS

There are three types of anomalies that occur when the database is not normalized. These are – Insertion, update and deletion anomaly. Let’s take an example to understand this.

Example: Suppose a manufacturing company stores the employee details in a table named employee that has four attributes: emp_id for storing employee’s id, emp_name for storing employee’s name, emp_address for storing employee’s address and emp_dept for storing the department details in which the employee works. At some point of time the table looks like this:

emp_id emp_name emp_address emp_dept
101 Rick Delhi D001
101 Rick Delhi D002
123 Maggie Agra D890
166 Glenn Chennai D900
166 Glenn Chennai D004

The above table is not normalized. We will see the problems that we face when a table is not normalized.

Update anomaly: In the above table we have two rows for employee Rick as he belongs to two departments of the company. If we want to update the address of Rick then we have to update the same in two rows or the data will become inconsistent. If somehow, the correct address gets updated in one department but not in other then as per the database, Rick would be having two different addresses, which is not correct and would lead to inconsistent data.

Insert anomaly: Suppose a new employee joins the company, who is under training and currently not assigned to any department then we would not be able to insert the data into the table if emp_dept field doesn’t allow nulls.

Delete anomaly: Suppose, if at a point of time the company closes the department D890 then deleting the rows that are having emp_dept as D890 would also delete the information of employee Maggie since she is assigned only to this department.

To overcome these anomalies we need to normalize the data. In the next section we will discuss about normalization.

Normalization

Here are the most commonly used normal forms:

  • First normal form(1NF)
  • Second normal form(2NF)
  • Third normal form(3NF)
  • Boyce & Codd normal form (BCNF)

First normal form (1NF)

As per the rule of first normal form, an attribute (column) of a table cannot hold multiple values. It should hold only atomic values.

Example: Suppose a company wants to store the names and contact details of its employees. It creates a table that looks like this:

emp_id emp_name emp_address emp_mobile
101 Herschel New Delhi 8912312390
102 Jon Kanpur 8812121212

9900012222
103 Ron Chennai 7778881212
104 Lester Bangalore 9990000123

8123450987

Two employees (Jon & Lester) are having two mobile numbers so the company stored them in the same field as you can see in the table above.

This table is not in 1NF as the rule says “each attribute of a table must have atomic (single) values”, the emp_mobile values for employees Jon & Lester violates that rule.

To make the table complies with 1NF we should have the data like this:

emp_id emp_name emp_address emp_mobile
101 Herschel New Delhi 8912312390
102 Jon Kanpur 8812121212
102 Jon Kanpur 9900012222
103 Ron Chennai 7778881212
104 Lester Bangalore 9990000123
104 Lester Bangalore 8123450987

Second normal form (2NF)

A table is said to be in 2NF if both the following conditions hold:

  • Table is in 1NF (First normal form)
  • No non-prime attribute is dependent on the proper subset of any candidate key of table.

An attribute that is not part of any candidate key is known as non-prime attribute.

Example: Suppose a school wants to store the data of teachers and the subjects they teach. They create a table that looks like this: Since a teacher can teach more than one subjects, the table can have multiple rows for a same teacher.

teacher_id subject teacher_age
111 Maths 38
111 Physics 38
222 Biology 38
333 Physics 40
333 Chemistry 40

Candidate Keys: {teacher_id, subject}
Non prime attribute: teacher_age

The table is in 1 NF because each attribute has atomic values. However, it is not in 2NF because non prime attribute teacher_age is dependent on teacher_id alone which is a proper subset of candidate key. This violates the rule for 2NF as the rule says “no non-prime attribute is dependent on the proper subset of any candidate key of the table”.

To make the table complies with 2NF we can break it in two tables like this:
teacher_details table:

teacher_id teacher_age
111 38
222 38
333 40

teacher_subject table:

teacher_id subject
111 Maths
111 Physics
222 Biology
333 Physics
333 Chemistry

Now the tables comply with Second normal form (2NF).

Third Normal form (3NF)

A table design is said to be in 3NF if both the following conditions hold:

An attribute that is not part of any candidate key is known as non-prime attribute.

In other words 3NF can be explained like this: A table is in 3NF if it is in 2NF and for each functional dependency X-> Y at least one of the following conditions hold:

  • X is a super key of table
  • Y is a prime attribute of table

An attribute that is a part of one of the candidate keys is known as prime attribute.

Example: Suppose a company wants to store the complete address of each employee, they create a table named employee_details that looks like this:

emp_id emp_name emp_zip emp_state emp_city emp_district
1001 John 282005 UP Agra Dayal Bagh
1002 Ajeet 222008 TN Chennai M-City
1006 Lora 282007 TN Chennai Urrapakkam
1101 Lilly 292008 UK Pauri Bhagwan
1201 Steve 222999 MP Gwalior Ratan

 

Super keys: {emp_id}, {emp_id, emp_name}, {emp_id, emp_name, emp_zip}…so on
Candidate Keys: {emp_id}
Non-prime attributes: all attributes except emp_id are non-prime as they are not part of any candidate keys.

Here, emp_state, emp_city & emp_district dependent on emp_zip. And, emp_zip is dependent on emp_id that makes non-prime attributes (emp_state, emp_city & emp_district) transitively dependent on super key (emp_id). This violates the rule of 3NF.

To make this table complies with 3NF we have to break the table into two tables to remove the transitive dependency:

employee table:

emp_id emp_name emp_zip
1001 John 282005
1002 Ajeet 222008
1006 Lora 282007
1101 Lilly 292008
1201 Steve 222999

employee_zip table:

emp_zip emp_state emp_city emp_district
282005 UP Agra Dayal Bagh
222008 TN Chennai M-City
282007 TN Chennai Urrapakkam
292008 UK Pauri Bhagwan
222999 MP Gwalior Ratan

Boyce Codd normal form (BCNF)

It is an advance version of 3NF that’s why it is also referred as 3.5NF. BCNF is stricter than 3NF. A table complies with BCNF if it is in 3NF and for every functional dependency X->Y, X should be the super key of the table.

Example: Suppose there is a company wherein employees work in more than one department. They store the data like this:

emp_id emp_nationality emp_dept dept_type dept_no_of_emp
1001 Austrian Production and planning D001 200
1001 Austrian stores D001 250
1002 American design and technical support D134 100
1002 American Purchasing department D134 600

Functional dependencies in the table above:
emp_id -> emp_nationality
emp_dept -> {dept_type, dept_no_of_emp}

Candidate key: {emp_id, emp_dept}

The table is not in BCNF as neither emp_id nor emp_dept alone are keys.

To make the table comply with BCNF we can break the table in three tables like this:
emp_nationality table:

emp_id emp_nationality
1001 Austrian
1002 American

emp_dept table:

emp_dept dept_type dept_no_of_emp
Production and planning D001 200
stores D001 250
design and technical support D134 100
Purchasing department D134 600

emp_dept_mapping table:

emp_id emp_dept
1001 Production and planning
1001 stores
1002 design and technical support
1002 Purchasing department

Functional dependencies:
emp_id -> emp_nationality
emp_dept -> {dept_type, dept_no_of_emp}

Candidate keys:
For first table: emp_id
For second table: emp_dept
For third table: {emp_id, emp_dept}

This is now in BCNF as in both the functional dependencies left side part is a key.

Comments

  1. Mahak says

    Are you sure, that the example you given for Third Normal form (3NF) is correct. I have doubt, In the employee table and employee_zip table you relate ZIP in both tables but what If two employes having the same zip which record will be fetched from the employee_zip table ??

    Reply

    • Robert Luse says

      If two employees have the same zip, they will share the row in the zip table. There does not need to be two rows in the zip table and indeed, there should not be two rows in the zip table.

      Reply

        • amit says

          name is not a prime attribute because multiple students can have same name and each student may have a different zip
          sagar -441124
          sagar -345632

          Reply

    • MUDASSIR AHMED says

      In employee table there will be 2 employees with same zip code but in employee_zip table there will be 1 record related to that zip code.The tables are related by zip code.So only 1 record will be fetched from employee_zip table. Hope you get the answer.

      Reply

    • Steve says

      Mahak, That is the point they are trying to make is that many employees could be related to 1 Zip record. There would only be 1 entry in the Zip table per zip, since that’s the key. That is the point of 3NF, is to denormalize the duplicate data in the Employee table. Good luck!

      Reply

    • DeepeshChaudhari says

      I think there is no issue related to emp_zip……
      becouse if any two employee have same emp_zip then it it means that both employee live’s in same area and so then in employee_zip table there is one row of that zip……..
      and data will be fetched from single row………………….

      Reply

  2. Robert Luse says

    As part of Normalization, there will be only one row for the the zip, not two. If two employees have the same zip, they will both use the information for that zip in the zip table.

    Reply

    • Omenesa says

      We should imagine a case scenario where two employees have the same zip code but different emp districts or emp city, which record will be fetched in such a scenario.

      Reply

  4. Kalpesh says

    Hi there,

    I have read whole article of Normalization and I must say, it a best explanation with examples.
    Examples are very useful for better understating the concept. I am really very thankful to you for the blog.
    Thank you.

    Reply

  5. Pushpa says

    Hi Chaitanya,

    The concept of normalization with example explained is very helpful. It helped me to understand it clearly.
    Thanks for sharing.

    Best Wishes,
    Pushpa

    Reply

  7. Sid says

    How is teacher_I’d, subject be the candidate key? Subject is redundant and only teacher I’d shld be sufficient.

    Reply

    • Harsh Rohila says

      Consider teacher_id 111, it is having two different subjects maths and physics. So only teacher_id cannot determine the complete row. Therefore subject is also required.

      Reply

    • Jaswinder says

      Teacher I’d alone cannot be the Candidate key because there will be many entries for a particular teacher as teacher can teach multiple subjects .And to fulfill criteria of becoming candidate key there should be unique values.

      Reply

    • Richard Kidd says

      A candidate key should be able to UNIQUELY IDENTIFY a row in a table. In the case of the teacher table, their are two rows in the table that can be identified with the teacher_id 111. If we are given teacher_id 111, we cannot discern if we need the record for subject ‘Maths’ or the record for subject ‘physics’. Therefore, teacher_id is not sufficient to uniquely identify a row. Likewise, as there are two rows with the teacher_id 111 and the teacher_age 38, these are also insufficient. The only minimal combination of attributes that uniquely identify a given row is {teacher_id, subject}.

      Reply

  9. sandeep says

    hi chaitanya,
    you explained in a single table to partition into different tables so it is easy to understand but my doubt is to how to partition those tables so please provide some information about how to partition a table
    And also one thing before using those keys it is better to briefly explain about the keys so it is easy to understand

    Reply

  10. Seunfunmi says

    Very useful information. Thank you for this article. I read the textbook but did not understand. Now I understand 1NF and 2NF. I’m still not fully clear with the 3NF and the BCNF though. Pls anyone with more detailed information?

    Reply

  12. Keynan says

    Hi
    Very good explanation.
    I have one question: dosen’t the example you gave on the BCNF(before the BCNF solution) also break the second rule? because non prime attributes depends on only subset of the candidate key? for an example: the dept_type and dept_no_of_emp are only depended on a subset of the candidate key which is emp_dept
    Thanks

    Reply

    • amit says

      In first table they are dependent, that is the violation of the 3NF. That’s why we decomposed the table and in second table Emp_dept is super key or candidate key not a subset of candidate key
      just like foreign key concept

      Reply

  14. Rajiv Rai says

    Isn’t the attribute emp_zip also a candidate key(3NF example)? If yes then wouldnt it violate the 3NF rule in the next table?

    Reply

  15. PuddiMan says

    I don’t understand the example in BCNF. There are 2 primary keys, emp_id and emp_dept. This violates 2NF rules, emp_nationality can be determined by only emp_id. So in the first place, it is not in 2nf, why proceed to bcnf process?

    Someone care to explain/correct me please(if i’m wrong)

    Reply

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